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The contribution of
the Scientific Method to Liberal Values
CHARLES GORDON CLARK, July 2006
Substance of a talk given to the
Brecon Political and Theological Discussion Group, 15th June
2006
LIBERAL AND ILLIBERAL
The first general election at which I was
eligible to vote was that of 1959, despite having been at the
time of the 1955 election not just in the army but a National
Service officer. In 1959 I was a member of the Dorking Young
Liberals, and as I had just obtained a degree in modern history
I was asked to give a little talk on liberalism. The meeting
was in a church hall, with a very ecclesiastical looking lectern.
So as I had just started studying theology I said that I was
taking my text from the book of the prophet Isaiah: "the
liberal deviseth liberal things, and by liberal things shall
he endure". I still feel that this gnomic Authorised Version
rendering makes a good introduction to liberalism, as something
rather difficult to pin down.
It's like trying to define "democracy".
The natural sciences are straightforward; "liberalism"
is not. So I thought that today it might be better to focus on
what is illiberal. To ask, What fuels illiberalism, in
church and state? And, how does the scientific method, how do
scientists, help us combat this illiberalism? Why do they sometimes
fail? There are and have been illiberal scientists, just as there
are and have been illiberal religious believers and political
leaders.
I'm going to take a largely historical approach,
because this contribution to liberalism has been very similar
ever since the rise of modern science from about 1500 onwards.
And despite how I began, I want in no way to imply that "liberalism"
is confined on the political scene to parties with the word "liberal"
in their title.
AUTHORITY
The first illiberal thing I want to consider
is excessive reliance on authority.
The medieval reverence for the authority of
the Aristotle/Aquinas synthesis is well known, and the travails
it caused for Galileo. But in 1556, before Galileo was even born
and only a dozen years after Copernicus published De Revolutionibus
sensibly on his death bed the pioneer Welsh-born
scientist and mathematician, Robert Recorde, wrote an important
text for the scientific method and its liberalism. In an astronomical
primer, The Castle of Knowledge, he said: "No man
can worthily praise Ptolemye, his travel being so great, his
diligence so exacte in observations, and conference with all
nations and all ages, and his reasonable examination of all opinions,
with demonstrable confirmation of his owne assertion, yet muste
you and all men take heed, that both in him and in al mennes
workes, you be not abused by their authoritye, but evermore attend
to their rasons, and examine them well ever regarding more what
is saide, and how it is proved, than who saieth it: for authority
often times deceaveth many menne." His measured approach
was more disciplined than the early jeu d'ésprit
of his French near contemporary Peter Ramus, who is alleged to
have made his name as a young man defending the thesis: "Everything
that Aristotle has said is false". Why are we not surprised
that Ramus died as a Protestant martyr?
Liberalism is only possible when there is
no inspired and authoritative text privileged from any criticism,
no interpretative authority whose last word cannot be questioned.
But there is a constant temptation to want to defer to such authority,
and this operates in science as much as in religion or politics.
Scientific authority doesn't have to be ancient to have unfortunate
consequences if deferred to too readily. Jump three centuries
to the 19th century debate on the age of the earth; was it to
be decided by analysis of sedimentary processes, as had been
foreshadowed by Leonardo da Vinci and upheld by Charles Lyell,
whose Principles of Geology drew together the recent advances
in geological understanding? Or was the age of the earth to be
decided by the implications of the evolutionary processes being
elucidated by Lyell's friend and follower Charles Darwin? Both
approaches surely needed the earth to be hundreds of millions
of years old. Or maybe, as John Joly suggested, it could be worked
out from the salinity of the ocean?
Another approach had been pioneered by Buffon
in the 18th century: trying to assess the rate of cooling of
the earth. Lord Kelvin, doyen of late 19th century physicists,
assumed that the earth had been cooling ever since its formation,
and that it had no continuing internal source of heat. So by
using measurements of heat flow he calculated the age of the
earth at 20-40 million years. Such was Kelvin's world wide authority
as the greatest living physicist that, despite what geologists
wanted, attempts to estimate the age of the earth were put back
by 20 or so years. Then the Curies discovered that radioactive
decay produces heat as a by-product and the role of uranium,
potassium and thorium in heating the earth was realised. The
rate of decay of a whole range of radioactive isotopes have allowed
ever more precise dating of the age of rocks and of the earth.
We can be tolerably sure now that the earth is about 4.56 billon
years old. The good moral of this story for us here is to know
that Kelvin gracefully accepted the new findings when an old
man, and that Joly wrote the first standard work on Radioactivity
and Geology. It is surely a liberal process when existing
authority bows to the authority of new information.
SOCIAL PREJUDICE
The second thing that I want to suggest fuels
illiberalism is the pressure of existing social attitudes. The
natural sciences should work against this, but have not always
done so. Stephen Jay Gould discussed this in the context of the
support of scientists for the inferiority of non-white races.
Writing about the scientific arguments in the 19th century for
different races being at different stages of development, he
said: "We like to think that scientific progress drives
out superstition and racism [but] science did not influence racial
attitudes. Quite the reverse; an a priori belief in black inferiority
determined the biased selection of "evidence". From
a rich body of data that could support almost any racial assertion,
scientists selected facts that would yield their favoured conclusion
according to theories currently in vogue Scientists tend to behave
in a conservative way by providing "objectivity" for
what society at large wants to hear." [Ever Since Darwin
p. 201ff]
I want to give an early example of a scientist
going along with this particular existing social attitude, belief
in non-white inferiority, but otherwise operating in a liberal
way. He was a highly distinguished 19th century surgeon, Dr.
William Lawrence, FRS. He's someone in whom I have a particular
interest, who from time to time surfaces today as an alleged
predecessor of Darwin. As quite a young man, translating from
the German Blumenbach's Comparative Anatomy, he proposed
the adoption of the word "biology" into the English
language for the science of life.
Not long after, he gave lectures at the Royal
College of Surgeons which profoundly shocked the conservative
world of the years after Waterloo, when the most important thing
seemed to be not to provoke a French style revolution in Britain.
But Lawrence was one of the young doctors, especially the surgeons,
who believed Britain had much to learn from French advances in
science and medicine. They founded the journal The Lancet
to propagate their ideas. Lawrence also thought the way the Royal
College was run was quite out of date, and proposed sweeping,
more democratic, changes. Worst, he could be found addressing
revolutionary public meetings. His striking lectures did not
cause too much trouble when they were delivered in 1816 but when
they were published with a firm defence of observation not tradition,
and suggestions that the Bible was not the last word on how man
came to be what he is, there was trouble. He was attacked not
just by his own profession (the Royal College of Surgeons was
traditionally a very conservative establishment), but from pulpits
and in newspapers. The very influential Quarterly Review
in a long article in July 1819 commented on "the evil consequences
arising to society from the unguarded adoption of Lawrence's
views". They may have been thinking of the phrase: "the
phenomenon of life and mind result entirely from the bodily structure,
and consequently death, which destroys the bodily structures,
destroys the whole of man."
Again, "That life then is immediately
dependent on organisation, appears to me, physiologically speaking,
as clear as that the presence of the sun above the horizon causes
the light of dayI say, physiologically speakingbecause
the theological doctrine of the soul, and its separate existence,
has nothing to do with this physiological question, but rests
on a species of proof altogether different. These sublime dogmas
could never have been brought to light by the labours of the
anatomist and physiologist. An immaterial and spiritual being
could not have been discovered among the blood and filth of the
dissecting-room" But along with this superb stuff went a
rehash of illiberal racial attitudes, in form based on alleged
physiological differences but really on the stock prejudices
of the 18th century. It was anyway not a subject on which he
had any real expertise.
Sadly, Lawrence was cowed by the opposition
to his lectures, and withdrew them. (They were pirated extensively
in Britain and in America, and the Lord Chancellor dissolved
an injunction Lawrence had obtained after it had been argued
in court that the lectures were so blasphemous Lawrence could
not have copyright in them.) And not long after, this radical
surgeon who had railed against the conservatism of the medical
authorities and especially that of his own branch, joined the
establishment and became a renowned conservative for the rest
of his long life. I think there were private reasons like
Lydgate in Middlemarch he married a woman with social
ambitions and felt constrained to lead the successful professional
life which would enable her to gratify them.
This is a sad example of a scientist abandoning
his attitude under pressure;
for the rest of his life Lawrence seems to have recorded no comment
on the great topics of evolution and man's nature, not on "Origin
of Species" or the subsequent debate. But the earlier part
of the sad tale also points the moral that the scientific approach
must be whole-hearted, that there shouldn't be areas, as in Lawrence's
case with the racial stereotypes, which remain unexamined because
conditioned by social attitudes.
A variant of this vitiation of a scientist's
work by unthinking adoption of social prejudices is given by
Stephen Jay Gould, when he discusses Cesare Lombroso. This Italian
physician published in 1876 a theory about "born criminals",
essentially apes living in our midst, throwbacks to a previous
evolutionary stage. Here the social prejudice was reinforced
by a twisted application of evolutionary theory, and is an early
illustration of the slippery slope which led through the eugenics
movement to the horrors of the Nazi extermination of those they
considered inferior humans. Gould comments that "The proponents
of biological determinism argue that science can cut through
a web of superstition and sentimentalism to instruct us about
our true nature. But their claims have usually had a different
primary effect; they are used by the leaders of class-stratified
societies to assert that a current social order must prevail
because it is the law of nature The claims of determinists have
always turned out to be prejudiced speculation, not ascertained
fact" and when acted on have worked against social reform.
[Ever Since Darwin]. This kind of approach lives on in
popular notions of criminal genes or chromosomes; nowadays the
problem tends to be with the popular media who pander to their
readers' prejudices, rather than using their influence to enlighten
the public. Scientists have a hard time to controvert misinterpretations
which make good copy, theories proclaimed by the media as scientific
fact, such as the totally unproven link between the MMR vaccine
and autism.
That issue has highlighted the question of
"balance". Surely as much time must be allowed on the
radio or in the papers to either side of the argument surely
that's the liberal approach? Actually not, when the evidence
is so overwhelmingly on one side. That is the "soft liberalism",
or "woolly liberalism" so often wrongly condemned when
liberals want a balanced approach to the facts on either side
of an argument. The scientific method certainly considers all
claims, but it weighs the evidence and the balance comes down
on the side of the proved facts. When discussing these issues
the other day I was told by someone who would like to think of
himself as liberal that though he didn't believe in creationism
himself it should certainly be taught in schools as an alternative
to evolution. That is woolly illiberalism, not scientific liberalism.
REFUSAL TO FACE FACTS
For the third thing which fuels illiberalism
is of course an unwillingness or blank refusal to accept facts,
a cavalier attitude to facts, results, consequences. Combating
this is, perhaps, the greatest gift of the scientific method
to a liberal approach in any area of life. And where not swayed
by extraneous factors like social prejudice, scientists have
historically shown an admirable willingness to accept proven
facts, or hypotheses and theories which have been either experimentally
tested or shown to have overwhelming evidence to support them.
We've seen this with the debate over the age
of the earth. One of the best examples is the next great advance
in earth sciences: the theory of plate tectonics. The speed with
which this revolutionary concept was accepted once the relevant
facts had been adduced and the evidence marshalled is striking.
Talk to any geologist over 65, and they will say that they had
to unlearn much between Harry Hess's "Essay in Geopoetry"
of 1960 and the synthesis achieved by 1968 and overwhelmingly
accepted. A last mention of Stephen Jay Gould: he told how when
he was a graduate student in the early 60s his distinguished
stratigraphy professor "nearly orchestrated a chorus of
Bronx cheers from a sycophantic crowd of loyal students"
when "a visiting Australian drifter" came among them.
The professor "experienced a rapid conversion just two years
later and spent his remaining years joyously redoing his life's
work." [Ever Since Darwin, p 160] So many different
pieces of geophysical evidence pointed in the same direction.
So many puzzling features of the present and of the geological
record were clarified; enormous impetus was given to further
research.
Of course as a scientific writer pointed out
recently in the context of plate tectonics, it is "hard
to believe in the existence of something one can't experience
directly". The breakthrough comes in "discovering that
the idea that it exists makes sense of a number of disparate
phenomena while not simultaneously making nonsense of something
else." The idea; the evidence from as many different phenomena
as can be located. Surely in politics and in religion illiberalism
usually is fuelled by not considering all the phenomena, all
the things that may be evidence, because some are inconvenient.
It is all the more acute when the issue is something where scientific
facts and evidence are relevant. We have seen this problem highlighted
in the last few years by the attitude of the United States administration
to climate change. The factor guiding their response to scientific
warnings and explanations appears not to have been a respect
for scientific facts and evidence, but a concern for the short
term interests of business, and specifically the interests of
energy producers. Social and philosophical liberalism is always
hampered by evidence being swept under the carpet, whether it's
a question of, say, the consequences of a high rate of imprisonment
to deal with crime, or religious assertions like "such and
such a doctrine has been believed always, everywhere, by everyone",
"such and such a practice has always characterised Christianity".
NATIONALISM
A fourth cause of illiberalism, relevant perhaps
to the attitudes of the current US administration, is excessive
nationalism. Modern science has been distinguished by
international cooperation, not competition. American scientists
have made an admirable stand for liberalism by going along with
their colleagues around the world, rather than with the desires
and perceived interests of their own government.
To take the historical perspective I am following,
consider some of the contacts between scientists in Britain and
France. The Royal Society of London and the Académie
des Sciences of Paris have cooperated closely from their
foundations in the 1660s. For the crucial observations of the
transit of Venus in 1761, the Paris Académie received
vital cooperation from British government agencies although
the two nations were in the middle of the Seven Years' War. The
Napoleonic wars again disrupted this cooperation. The idea of
an English MP in 1790 that there should be a system of international
weights & measures was taken up by Talleyrand, but the war
meant that the French went ahead with the first international
scientific conference held in 1798-9 with only their then allies
and not the British. But at least Denmark, the Netherlands, Switzerland,
Italy and Spain were involved in the establishment of metres
and kilograms.
Joseph Banks, the President of the Royal Society
for over 40 years from 1778, had been (like, say, Linnaeus in
Sweden) at the centre of the international scientific network.
In 1800, when the war was well established, the French Institut
(which had replaced the Académie) asked Banks to
obtain passports from the British government to allow two French
ships to follow a scientific expedition in the South Seas. Banks
was glad to help, saying that scientists "ought not to hate
one another because the armies of our respective nations may
shed each other's blood". Edward Jenner, the discoverer
of the correct method of smallpox vaccination, put it more pithily
at the same time: "the sciences were never at war".
In 1802, Jenner's clergyman nephew was one of those who took
the opportunity of what proved to be the brief peace in the Napoleonic
wars to go to Paris to promote, as he put it, the practice of
"the Benefits of the Providential discovery of my relative".
Later he wrote to France appealing for the release of British
prisoners, as Banks had done. Banks claimed that by 1806 he had
not only secured the release of more than ten British men of
science; he had also intervened for the release from one of the
horrible prisons of Naples of the French geologist Dolomieu.
If you read Patrick O'Brien's sea stories you will remember that
his surgeon, scientist, and spy Stephen Maturin went to Paris
during the war under safe conduct for a meeting of the Institut.
Readers perhaps think this far fetched, but there were in fact
real-life examples of this: Humphry Davy, who had already been
awarded Napoleon's prize for galvanism in 1808, applied in 1813
for a French passport to study the extinct volcanoes of Auvergne.
He received it, and also attended meetings of the Institut
and performed experimental work in France.
In the next generation the former army officer
and keen rider to hounds Roderick Murchison was the first geologist,
perhaps the first scientist, quite deliberately to use his discoveries
to make himself not just a celebrity, but an international celebrity.
We smile today at the way the "King of Siluria" got
on with the Czar of Russia, the King of Prussia, and the society
figures of most European countries but the fact remains
that he had a completely international approach to science, and
helped to propagate this. A souvenir of his internationalism
is with us today. Having named the Silurian system from the rocks
in Wales and had a share with Adam Sedgwick in naming the Cambrian
and the Devonian, he was perfectly happy to propose a name from
Russia, the Permian, for the earliest division of the Palaeozoic.
SELF IMPORTANCE
A fifth consideration, which is perhaps inevitable
after mentioning Murchison. Illiberalism feeds on the self-importance
of those with power or position, and their obsession with what
is big and impressive. Science, taking all nature and all mankind
for its province, shows that small things, people, causes, are
as important as big ones.
This means, first, that people must have the
freest access to learning. I started with Robert Record writing
in English as early as reign of Mary Tudor. It's true that important
works of science continued to be written in Latin for generations:
Harvey's De Motu Cordis, Newton's Principia, Linnaeus'
Systema Natura (but who would have been able to read Swedish
outside Scandinavia?) However Galileo and Descartes wrote some
of their most important works largely in the vernacular deliberately
to bring ideas of natural philosophy to a wider public. And the
Royal Swedish Academy used Swedish from its founding in 1739.
The most striking example of scientific concern
for the humble must be Darwin's worms. (I expect some of you
have read Adam Phillips' little book of that name; if you haven't,
do.)
Darwin's biographers tell how soon after Charles
returned from the voyage of the Beagle he went to visit
his uncle and father-in-law to be, Josiah Wedgwood. "Charles
now strolled, and uncle Jos showed him some disused ground where
lime and cinders, spread years before, had disappeared into the
soil, leaving a layer of loam.
"Jos assumed that the worms had done the work, although
he thought such gardening trivia of little consequence to a young
man working on a continental scale. Charles disagreed, and from
this unprepossessing beginning sprang a lifelong interest in
the humble earthworm a tiny unsung creature which, in its
untold millions, transformed the land as the coral polyps did
the tropical sea." [q.43 from Desmond & M]
Darwin returned to worms 40 years later when
exhausted by religious controversy. Adam Phillips says that in
this small scale work and drawing out its implications Darwin
was engaging in "a combination of indirect argument and
the gradual accumulation of knowledge provided over time by scientific
experiment." Drop "scientific" and it's an admirable
recipe for liberalism.
SOCIAL POSITION
My sixth example of illiberalism is connected
with my first two, excessive reverence for authority and susceptibility
to social pressures. It is valuing people for their position
in society, not their abilities and attainments. One of
the excellent strands of liberalism in the church has always
been "the career open to talents": Wolsey the butcher's
son becoming Cardinal of York. It was an aspect of the western
church which was perhaps reduced but certainly not altogether
lost when the new national churches were established at the Reformation.
A detail of scientific history which I appreciate is that scientists
have always in the end been valued for what they know, not for
who they are by birth, formal education, or worldly position.
A good example is Anthony van Leeuwenhoek,
the greatest pioneer of microscopy. He came from a family of
tradesmen, had no fortune, received no higher education or university
degrees, and knew no languages other than his native Dutch. His
father was a basket-maker, and his mother's family were brewers.
He was a draper in Delft; also a surveyor, a wine assayer, a
minor city official, and the trustee of the estate of the deceased
and bankrupt Jan Vermeer. At some time in his thirties he learned
to grind lenses, made simple microscopes, and began observing
with them. Five or so years later he began writing to the Royal
Society of London, letters which over 50 years (he lived to be
91) have remained among the most important items in the Transactions
of the Royal Society.
Once again I must acknowledge the failures
to qualify this. Most people now know the story of William Smith
and "the map that changed the world", thanks to the
popular book of that name. The cold shoulder which Smith received
for years from the Geological Society because as a surveyor he
was a species of tradesman, not a gentleman, is sad; but when
the magnitude of Smith's achievement became realised the society
made more than ample amends. It was Smith who received the first
Wollaston Medal, "the Oscar of the world of rocks".
It is he, not Roderick Murchison or Charles Lyell or even James
Hutton, who is now recognised as the "father of British
geology".
Of course there were no professional scientists
in Leeuwenhoek's day, no professional geologists during most
of Smith's working life. When James Joule, who was a brewer,
began working to find the mechanical equivalent of heat there
were professional physicists. Joule's name is now the
international unit of measurement of energy, thanks to the experiments
he conducted, not in a laboratory but in his brewery cellar.
But again he had to fight for years for recognition from the
scientific establishment. When he announced the results of his
findings on at a meeting of the chemical section of the British
Association for the Advancement of Science in 1843 he was met
by silence. The Royal Society rejected his paper, but once again
prejudice gave way before meticulously presented facts. By 1850
Joule had become an FRS. One of the physicists who was at first
sceptical was William Thomson, Lord Kelvin, whom we saw being
converted late to the continuing creation of heat in the earth;
earlier over Joule's discoveries he had been again eventually
won over by the authority of proved facts. I suppose I should
acknowledge the long undervaluing of the achievements of women:
Rosalind Franklin was for years not sufficiently honoured for
her contribution to the understanding of DNA; another who might
have received a Nobel prize if she had been a man is Jocelyn
Bell Burnell, who discovered quasars.
I'm not claiming that over the years this
respect for a scientist's achievements, irrespective of their
background, can be shown to have made for a more liberal approach
in any particular area of public life. The dominance of the upper
classes, of the traditionally educated, was withering for many
causes. But I am sure that the contribution of this aspect of
science helped the gradual weakening of an illiberal attitude
to the value placed on people.
SUSPICIOUS MINDS
One more example of illiberalism; I promise
it will be very brief, and the last.
Politics have so often been dominated by suspicion
of the motives of others. This is not unknown in religion.
And sometimes it is justified; Machiavellian behaviour is often
the route to worldly success, liberalism rarely the way there.
But I'm sure that in general people's suspicion of the motives
of politicians is unfair, as is suspicion of the motives of scientists.
I was saddened the other day to hear the would be liberal I referred
to earlier assert, in the context of the MRA debate, that scientists
always had ulterior motives and so must have in this case.
Scientists, at their best, assume each other's
good faith; indeed, science cannot operate without this. Normally,
there has been mutual trust among the social group of scientists;
hence the hard judgment on lying scientists, on fabricated evidence.
Cyril Burt lost all credibility in the 70s, doctoring his studies
of identical twins. And wasn't there a Korean doctor, just the
other day, who fell from grace in the same sort of way by lying
about his success in cloning? This is not to say that scientists
are credulous about claims their fellows make; far from it. The
notion of peer review is absolutely crucial to the acceptance
of a new scientific hypothesis. The scientific press has a key
part to play. I like to think it's not coincidental that the
former long serving editor of Nature, the leading British
scientific journal, John Maddox, has been for some years a leading
supporter of the Brecon & Radnor Liberal Democrats!
Well I seem to have reverted to party
politics. To end: a predisposition to liberalism seems to have
been a lasting factor in my life in the 50 years since I first
voted Liberal. For nearly 30 of those years, my understanding
of the Christian religion and my commitment to it reinforced
this attitude. For the last 10 of those years, when I have been
doing without Christian belief and praxis, I have increasingly
found that my rather jejune understanding of science and the
scientific method has had the same effect.
CHARLES GORDON CLARK, July 2006
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